TextCNN实验

本论文是一篇介绍使用CNN对句子进行分类的论文。本文将介绍使用TensorFlow来实现整个论文的实验过程，一方面熟悉使用TensorFlow API,另一方面加深对CNN在NLP上的应用理解。

对于文本分类问题，常规方法就是抽取文本的特征，使用doc2evc或者LDA模型将文本转换成一个固定维度的特征向量，然后基于抽取的特征训练一个分类器。而TextCNN 是利用卷积神经网络对文本进行分类的算法，并且有着卓越的表现，下面是TextCNN的模型架构：

 

 

句子中每个word使用K维向量来表示，句子可表示为一个N*K的矩阵，作为CNN的输入。

TextCNN的结构比较简单，输入数据首先通过一个embedding layer，得到输入语句的embedding表示，然后通过一个convolution layer，提取语句的特征，最后通过一个fully connected layer得到最终的输出，整个模型的结构具体如下：

 

 

TextCNN结构

embedding layer：即嵌入层，这一层是将输入的自然语言编码成distributed representation，具体的实现方法可以使用word2vec。使用预训练好的词向量，也可以直接在训练textcnn的过程中训练出一套词向量（CNN-rand），不过前者比或者快100倍不止。如果使用预训练好的词向量，又分为static方法和no-static方法，前者是指在CNN训练过程中作为固定的输入，不作为优化的参数，后者在训练过程中调节词向量的参数，所以，后者的结果比前者要好。更为一般的做法是：不要在每一个batch中都调节emdbedding层，而是每个100个batch调节一次，这样可以减少训练的时间，又可以微调词向量。 对于没有出现在训练好的词向量表中的词(未登录词)的词向量，论文实验中采取的是使用随机初始化为0或者偏小的正数表示。

 

convolution layer：这一层主要是通过卷积，提取不同的n-gram特征。输入的语句或者文本，通过embedding layer后，会转变成一个二维矩阵，假设文本的长度为|T|，词向量的大小为|d|，则该二维矩阵的大小为|T|x|d|，接下的卷积工作就是对这一个|T|x|d|的二维矩阵进行的。卷积核的大小一般设定为

n是卷积核的长度，|d|是卷积核的宽度，这个宽度和词向量的维度是相同的，也就是卷积只是沿着文本序列进行的，n可以有多种选择，比如2、3、4、5等。对于一个|T|x|d|的文本，如果选择卷积核kernel的大小为2x|d|，则卷积后得到的结果是|T-2+1|x1的一个向量。在TextCNN网络中，需要同时使用多个不同类型的kernel，同时每个size的kernel又可以有多个。如果我们使用的kernel size大小为2、3、4、5x|d|，每个种类的size又有128个kernel，则卷积网络一共有4x128个卷积核。使用更多不同高度的卷积核，能够提取更丰富的特征表达。

 

max-pooling layer：最大池化层，对卷积后得到的若干个一维向量取最大值，然后拼接在一块，作为本层的输出值。如果卷积核的size=2，3，4，5，每个size有128个kernel，则经过卷积层后会得到4x128个一维的向量，再经过max-pooling之后，会得到4x128个scalar值，拼接在一块，得到最终的结构—512x1的向量。max-pooling层的意义在于对卷积提取的n-gram特征，提取激活程度最大的特征。

 

fully-connected layer：这一层的输入为池化操作后形成的一维向量，经过激活函数输出，再加上Dropout层防止过拟合。并在全连接层上添加l2正则化项。

softmax-layer： 最后接一层全连接的 softmax 层，输出每个类别的概率。

基于tensorflow的代码实现：

import numpy as np
import tensorflow as tf

class TextCNN(object):
    """
    A CNN for text classification.
    Use an embedding layer, followed by a convolution, max-pooling and softmax layer.
    """
    __shuffer_falg = False
    __static_falg = True

    def __init__(self, W_list, shuffer_falg, static_falg, filter_numbers, filter_sizes, sentence_length, embedding_size,
                 learnrate, epochs, batch_size, dropout_pro):
        self.__shuffer_falg = shuffer_falg
        self.__static_falg = static_falg
        self.learning_rate_item = learnrate
        self.epochs = epochs
        # max length of sentence
        self.sentence_length = sentence_length
        # number of filters
        self.filter_numbers = filter_numbers
        self.batch_size = batch_size
        self.dropout_pro_item = dropout_pro
        # length of word embedding
        self.embedding_size = embedding_size
        # setting graph
        tf.reset_default_graph()
        self.train_graph = tf.Graph()
        with self.train_graph.as_default():
            # 1 input layer
            self.input_x = tf.placeholder(dtype=tf.int32, shape=[None, sentence_length], name='input_x')
            self.input_y = tf.placeholder(dtype=tf.int32, shape=[None, 2], name='input_y')
            self.dropout_pro = tf.placeholder(dtype=tf.float32, name='dropout_pro')
            self.learning_rate = tf.placeholder(dtype=tf.float32, name='learning_rate')
            self.l2_loss = tf.constant(0.0)
            # self.embedding_layer = tf.placeholder(dtype=tf.float32,
            #                                       shape=[self.batch_size, sentence_length, embedding_size],
            #                                       name='embedding_layer')


            # 2 embedding layer
            with tf.name_scope('embedding_layer'):
                train_bool = not self.__static_falg
                # tf.convert_to_tensor(W_list,dtype=tf.float32)
                self.embedding_layer_W = tf.Variable(initial_value=W_list,dtype=tf.float32, trainable=train_bool, name='embedding_layer_W')
                # shape of embedding chars is (None, sentence_length, embedding_size)
                self.embedding_layer_layer = tf.nn.embedding_lookup(self.embedding_layer_W, self.input_x)
                # shape of embedding char expanded is (self.embedding_layer_layer, -1)
                self.embedding_layer_expand = tf.expand_dims(self.embedding_layer_layer, -1)

            # 3 conv layer + maxpool layer for each filer size
            pool_layer_lst = []
            for filter_size in filter_sizes:
                max_pool_layer = self.__add_conv_layer(filter_size, filter_numbers)
                pool_layer_lst.append(max_pool_layer)

            # 4.full connect droput + softmax + l2
            # combine all the max pool —— feature
            with tf.name_scope('dropout_layer'):
                max_num = len(filter_sizes)*self.filter_numbers
                h_pool = tf.concat(pool_layer_lst, name='last_pool_layer', axis=3)
                pool_layer_flat = tf.reshape(h_pool, [-1, max_num], name='pool_layer_flat')

                dropout_pro_layer = tf.nn.dropout(pool_layer_flat, self.dropout_pro, name='dropout')

            with tf.name_scope('soft_max_layer'):
                SoftMax_W = tf.Variable(tf.truncated_normal([max_num, 2], stddev=0.01), name='softmax_linear_weight')
                self.__variable_summeries(SoftMax_W)

                SoftMax_b = tf.Variable(tf.constant(0.1, shape=[2]), name='softmax_linear_bias')
                self.__variable_summeries(SoftMax_b)

                self.l2_loss += tf.nn.l2_loss(SoftMax_W)
                self.l2_loss += tf.nn.l2_loss(SoftMax_b)
                # dropout_pro_layer_reshape = tf.reshape(dropout_pro_layer,[batch_size,-1])
                self.softmax_values = tf.nn.xw_plus_b(dropout_pro_layer, SoftMax_W, SoftMax_b, name='soft_values')

                self.predictions = tf.argmax(self.softmax_values, axis=1, name='predictions', output_type=tf.int32)

            with tf.name_scope('loss'):
                losses = tf.nn.softmax_cross_entropy_with_logits(logits=self.softmax_values, labels=self.input_y)
                self.loss = tf.reduce_mean(losses) + 0.001 * self.l2_loss  # lambda = 0.001

                tf.summary.scalar('last_loss', self.loss)

            with tf.name_scope('accuracy'):
                correct_acc = tf.equal(self.predictions, tf.argmax(self.input_y,axis=1,output_type=tf.int32))
                self.accuracy = tf.reduce_mean(tf.cast(correct_acc, 'float'), name='accuracy')
                tf.summary.scalar('accuracy', self.accuracy)

            with tf.name_scope('train'):
                optimizer = tf.train.AdamOptimizer(learning_rate=self.learning_rate)
                self.train_op = optimizer.minimize(self.loss)

            self.session = tf.InteractiveSession(graph=self.train_graph)
            self.merged = tf.summary.merge_all()
            self.train_writer = tf.summary.FileWriter('./NLP/log/text_cnn', graph=self.train_graph)

    def train(self, train_x, train_y):
        self.session.run(tf.global_variables_initializer())
        for epoch in range(self.epochs):
            train_batch = self.__get_batchs(train_x, train_y, self.batch_size)
            train_loss, train_acc, count = 0.0, 0.0, 0.0
            for batch_i in range(len(train_x) // self.batch_size):
                x, y = next(train_batch)
                feed = {
                    self.input_x: x,
                    self.input_y: y,
                    self.dropout_pro: self.dropout_pro_item,
                    self.learning_rate: self.learning_rate_item
                }
                _, summarys, loss, accuracy = self.session.run([self.train_op, self.merged, self.loss, self.accuracy],
                                                               feed_dict=feed)
                train_loss, train_acc, count = train_loss + loss, train_acc + accuracy, count + 1
                self.train_writer.add_summary(summarys, epoch)
                # each 5 batch print log
                if (batch_i + 1) % 15 == 0:
                    print('Epoch {:>3} Batch {:>4}/{} train_loss = {:.3f} accuracy = {:.3f}'.
                          format(epoch, batch_i, (len(train_x) // self.batch_size), train_loss / float(count),
                                 train_acc / float(count)))

    def validation(self, test_x, test_y):
        test_batch = self.__get_batchs(test_x, test_y, self.batch_size)
        eval_loss, eval_acc, count = 0.0, 0.0, 0.0
        for batch_i in range(len(test_x)//self.batch_size):
            x, y = next(test_batch)
            feed = {
                self.embedding_layer: x,
                self.input_y: y,
                self.dropout_pro: self.dropout_pro_item,
                self.learning_rate: 1.0
            }
            loss, accuracy = self.session.run([self.loss, self.accuracy], feed_dict=feed)
            eval_loss, eval_acc, count = eval_loss + loss, eval_acc + accuracy, count + 1
        return eval_acc / float(count), eval_loss / float(count)

    def close(self):
        self.session.close()
        self.train_writer.close()

    def __get_batchs(self, Xs, Ys, batch_size):
        for start in range(0, len(Xs), batch_size):
            end = min(start + batch_size, len(Xs))
            yield Xs[start:end], Ys[start:end]
        pass

    def __add_conv_layer(self, filter_size, filter_num):
        with tf.name_scope('conv-maxpool-size%d' % (filter_size)):
            # convolutio layer
            filter_shape = [filter_size, self.embedding_size, 1, filter_num]
            W = tf.Variable(tf.truncated_normal(filter_shape, stddev=0.1), name='filter_weight')
            self.__variable_summeries(W)
            b = tf.Variable(tf.constant(0.1, shape=[filter_num]), name='filter_bias')
            self.__variable_summeries(b)
            conv_layer = tf.nn.conv2d(self.embedding_layer_expand, W, strides=[1, 1, 1, 1], padding='VALID',
                                      name='conv_layer')
            relu_layer = tf.nn.relu(tf.nn.bias_add(conv_layer, b), name='relu_layer')

            max_pool_layer = tf.nn.max_pool(relu_layer, ksize=[1, self.sentence_length - filter_size + 1, 1, 1],
                                            strides=[1, 1, 1, 1], padding='VALID', name='maxpool')
            return max_pool_layer

    def __variable_summeries(self, var):
        """
        :param var: Tensor, Attach a lot of summaries to a Tensor (for TensorBoard visualization).
        """
        with tf.name_scope('summeries'):
            mean = tf.reduce_mean(var)
            tf.summary.scalar('mean', mean)  # 记录参数的均值

            with tf.name_scope('stddev'):
                stddev = tf.sqrt(tf.reduce_mean(tf.square(var - mean)))
                tf.summary.scalar('stddev', stddev)
                tf.summary.scalar('max', tf.reduce_max(var))
                tf.summary.scalar('min', tf.reduce_min(var))

                # 用直方图记录参数的分布
                tf.summary.histogram('histogram', var)